This session will provide an update on the HR 935 bill that will codify an SEC no-action letter by exempting certain merger and acquisition brokers from registration as broker-dealers. The bill defines M&A brokers as brokers that facilitate the transfer of ownership of privately held companies with earnings [EBITDA] of less than $25 million or revenues of less than $250 million annually.

Date & Time
Friday, July 30, 2021, 9:00 AM - 10:00 AM
Mike Ertel Shane Hansen